We pursue opportunistic, unconstrained investment strategies that are adaptable across dynamic market environments. Our experienced investment team brings deep industry expertise and enduring professional relationships to every investment decision.
Board Member and Chief Executive Officer
Mr. Cohen is the Chief Executive Officer of Oxford Square Capital Corp. and is also the Chief Executive Officer of Oxford Lane Capital Corp. Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor “All-American” research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.
Board Member and President
Mr. Rosenthal is the President of Oxford Square Capital Corp. and is also the President of Oxford Lane Capital Corp. Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp. and the National Museum of Mathematics. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law.
Chief Financial Officer
Mr. Rubin is the Chief Financial Officer of Oxford Square Capital Corp. and holds the same position at Oxford Lane Capital Corp. He is the former Assistant Treasurer & Director of Financial Planning of the New York Mercantile Exchange, Inc., the largest physical commodities futures exchange in the world and has extensive experience with Sarbanes-Oxley, treasury operations and SEC reporting requirements. From 1989 to 1995, Mr. Rubin was a manager in financial operations for the American Stock Exchange, where he was primarily responsible for budgeting matters. Mr. Rubin began his career in commercial banking as an auditor primarily of the commercial lending and municipal bond dealer areas. Mr. Rubin received his BBA in Accounting from Hofstra University where he also obtained his Masters of Business Administration in Finance.
Managing Director, Portfolio Manager
Mr. Yonon is a Managing Director and Portfolio Manager of Oxford Funds, LLC. He has been managing the firm’s loan portfolio since 2016. Previously, Mr. Yonon was an Associate at Deutsche Bank Securities and prior to that he was an Analyst at Blackstone Mezzanine Partners. Before joining Blackstone, he worked as an Analyst at Merrill Lynch in the Mergers & Acquisitions group. Mr. Yonon received a B.S. in Economics with concentrations in Finance and Accounting from the Wharton School at the University of Pennsylvania, where he graduated magna cum laude, and an M.B.A. from the Harvard Business School.
Managing Director, Portfolio Manager
Mr. Kupka is a Managing Director of Oxford Funds, LLC. Previously, he worked as a risk analyst for First Equity Card Corporation. Mr. Kupka has a B.S. in Mechanical Engineering from the University of Pennsylvania, where he was the Abel and Bernstein Class of 1945 Scholarship Recipient.
Principal
Mr. Banafsheha is a Principal of Oxford Funds, LLC. Previously, Mr. Banafsheha was a Vice President in the Finance division of Goldman Sachs. Prior to joining Goldman Sachs, he was a Senior Consultant at Deloitte. Mr. Banafsheha received a B.S. in Business Administration with a concentration in Finance from the State University of New York, University at Albany, where he graduated magna cum laude, and an M.B.A. from the MIT Sloan School of Management. Mr. Banafsheha has also attained the Chartered Alternative Investment Analyst (CAIA) designation.
Vice President
Mr. Aleksa is a Vice President of Oxford Funds, LLC. Previously, Mr. Aleksa was a Senior Analyst in the Capital Markets group at CBA Commercial. Mr. Aleksa received a B.A. in Accounting and Finance from Franklin & Marshall College. Mr. Aleksa is also a CFA Charterholder.
Associate
Mr. Vallie is an Associate of Oxford Funds, LLC. Previously, Mr. Vallie was an Operations Associate on the Operations team at Chilton Investment Company. He received a B.A. in Economics from Marist College.
Managing Director
Mr. Worontzoff is a Managing Director, Marketing of Oxford Funds, LLC, where he leads our capital development efforts with wealth managers. Mr. Worontzoff has over three decades of financial service experience. Previously he was a Senior Vice President for Concept Capital Markets, an alternative-focused comprehensive advisory services firm, a Founder and Managing Partner of NW3, a placement agent in venture capital and the Managing Director for Virtus Real Estate Capital. Prior to that he was the Head of Business Development and a minority owner at Evermore Global Advisors and Director of Sales at Clearbrook Financial. From 1995 to 2007 he served in several sales and senior sales positions at Fidelity Investments. Mr. Worontzoff received a B.S. in Business with a Finance concentration from the University of Buffalo. He holds his series 7, 66 and SIE licenses.
Associate
Ms. Kothawala is a Marketing Associate of Oxford Funds, LLC. In addition to her marketing role, Ms. Kothawala also helps facilitate investor relations efforts for the firm. She brings prior experience managing marketing campaigns and establishing strategic partnerships. Ms. Kothawala holds a Bachelor of Science from Sacred Heart University.
Controller and Vice President, Finance
Mr. Gurrera is the Vice President, Finance of Oxford Square Capital Corp. and Controller and Vice President, Finance of Oxford Lane Capital Corp. He was formerly an Accountant at Ellington Management Group, LLC, a hedge fund specializing in asset-backed securities. From 2002 to 2006, Mr. Gurrera was a Senior Auditor at Ernst & Young LLP focusing on hedge funds, broker dealers and private equity institutions. Mr. Gurrera received his BBA in Accounting from the Hagan School of Business at Iona College and is a licensed Certified Public Accountant in the State of New York.
Senior Accounting Manager
Mr. Faenza is a Senior Accounting Manager of Oxford Funds, LLC. Previously, Mr. Faenza worked at RSM US LLP within the Financial Services Assurance group, focusing on private equity institutions and hedge funds. Mr. Faenza received his Bachelor of Science in Accounting and his Master of Science in Accounting from the University of Connecticut and is a licensed Certified Public Accountant in the State of Connecticut.
Senior Accounting Manager
Mr. Rothman is a Senior Accounting Manager of Oxford Funds, LLC. Previously, Mr. Rothman worked as a Manager in the Financial Services Assurance group at Ernst & Young U.S. LLP, where he served clients in the alternative investments industry, focusing primarily on private equity institutions and hedge funds. Mr. Rothman received his Bachelor of Science in Accounting from Pace University and is a licensed Certified Public Accountant in the State of New York.
Accounting Manager
Mr. Longo is an Accounting Manager at Oxford Funds, LLC. Previously, Mr. Longo worked at Ernst & Young US LLP within the Financial Services Assurance group, focusing primarily on banking and capital market institutions. Mr. Longo received his Bachelor of Science in Accounting and his Master of Science in Accounting from Fairfield University and is a licensed Certified Public Accountant in the State of Connecticut.
Senior Accountant
Mr. Hardenberg is a Senior Accountant at Oxford Funds, LLC. Previously, Mr. Hardenberg worked at KPMG US LLP within the Audit Metro group, focusing primarily on publicly traded companies. Mr. Hardenberg received his Bachelor of Science in Accounting and his Master of Science in Accounting from Quinnipiac University. He is a licensed Certified Public Accountant in the State of New Jersey.
Senior Accountant
Mr. Damon is a Senior Accountant at Oxford Funds, LLC. Previously, Mr. Damon worked at KPMG US LLP within the Financial Services Audit group, focusing primarily on asset management and alternative investment companies. Mr. Damon received his Bachelor of Science in Management and his Master of Accounting from Tulane University.
Chief Compliance Officer
Mr. Cummins has served as Chief Compliance Officer pursuant to an agreement between Oxford Funds and ACA Group (“ACA”) and, prior to their merger, Foreside Consulting Service, LLC (“Foreside”), compliance consulting firms. Mr. Cummins currently serves as the Chief Compliance Officer of Oxford Funds, LLC, Oxford Park Income Fund, Inc., Oxford Park Management, LLC, Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Lane Capital Corp., Oxford Lane Management, LLC, and Oxford Gate Management, LLC. Mr. Cummins has been a director of ACA/Foreside since June 2014 and in that capacity, he also serves as the Chief Compliance Officer to three unaffiliated business development companies. Prior to joining ACA/Foreside, Mr. Cummins was a consultant for Barclays Capital Inc. from 2012 to 2013, where he participated in numerous compliance projects on pricing and valuation, compliance assessments, and compliance policy and procedure development. Prior to his consulting work at Barclays, Mr. Cummins was from 2010 to 2011 the COO and the CCO for BroadArch Capital and from 2009 to 2011 the CFO and CCO to its predecessor New Castle Funds, a long-short equity asset manager. Prior to that, Mr. Cummins spent 25 years at Bear Stearns Asset Management, where he was a Managing Director and held senior compliance, controllers, and operations risk positions. Mr. Cummins graduated with a B.A. in Mathematics from Fordham University.
Chief Compliance Officer
Mr. Cummins has served as Chief Compliance Officer pursuant to an agreement between Oxford Funds and ACA Group (“ACA”) and, prior to their merger, Foreside Consulting Service, LLC (“Foreside”), compliance consulting firms. Mr. Cummins currently serves as the Chief Compliance Officer of Oxford Funds, LLC, Oxford Park Income Fund, Inc., Oxford Park Management, LLC, Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Lane Capital Corp., Oxford Lane Management, LLC, and Oxford Gate Management, LLC. Mr. Cummins has been a director of ACA/Foreside since June 2014 and in that capacity, he also serves as the Chief Compliance Officer to three unaffiliated business development companies. Prior to joining ACA/Foreside, Mr. Cummins was a consultant for Barclays Capital Inc. from 2012 to 2013, where he participated in numerous compliance projects on pricing and valuation, compliance assessments, and compliance policy and procedure development. Prior to his consulting work at Barclays, Mr. Cummins was from 2010 to 2011 the COO and the CCO for BroadArch Capital and from 2009 to 2011 the CFO and CCO to its predecessor New Castle Funds, a long-short equity asset manager. Prior to that, Mr. Cummins spent 25 years at Bear Stearns Asset Management, where he was a Managing Director and held senior compliance, controllers, and operations risk positions. Mr. Cummins graduated with a B.A. in Mathematics from Fordham University.
Director of Operations
Ms. Paul is the Director of Operations at Oxford Funds, LLC. She is responsible for trade settlement operations, middle office functions and compliance. Ms. Paul received her B.A. from Gordon College.
Director of Operations
Ms. Paul is the Director of Operations at Oxford Funds, LLC. She is responsible for trade settlement operations, middle office functions and compliance. Ms. Paul received her B.A. from Gordon College.
Head of Information Technology
Fabian Giudici is Head of Information Technology at Oxford Funds, LLC. Previously, he worked at Axiom Technology Group as a Network and Structure Engineer. Before joining Axiom, Mr. Giudici worked as a Network and Virtual Deployment Engineer at New Vision Systems and as a Technology and Engineering consultant and Head of Information Technology at National Tree Company. He received a B.A. in Computer Science from Full Sail University and a B.A. in Hardware and Software Management from ORT University in Uruguay.
Head of Information Technology
Fabian Giudici is Head of Information Technology at Oxford Funds, LLC. Previously, he worked at Axiom Technology Group as a Network and Structure Engineer. Before joining Axiom, Mr. Giudici worked as a Network and Virtual Deployment Engineer at New Vision Systems and as a Technology and Engineering consultant and Head of Information Technology at National Tree Company. He received a B.A. in Computer Science from Full Sail University and a B.A. in Hardware and Software Management from ORT University in Uruguay.
Middle Office Senior Associate
Mr. Ball is a Middle Office Senior Associate of Oxford Funds, LLC. Previously, Mr. Ball was an Assistant Vice President on the Operations team at Anchorage Capital Group, LLC. Mr. Ball received a B.A. in Economics cum laude from Villanova University.
Middle Office Senior Associate
Mr. Ball is a Middle Office Senior Associate of Oxford Funds, LLC. Previously, Mr. Ball was an Assistant Vice President on the Operations team at Anchorage Capital Group, LLC. Mr. Ball received a B.A. in Economics cum laude from Villanova University.
Executive Assistant
Executive Assistant
Administrative Assistant
Administrative Assistant
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Administrative Assistant
Chairman
Mark J. Ashenfelter presently serves as a Senior Vice President and the General Counsel of Haebler Capital, a private investment company located in Greenwich, CT. Prior to joining Haebler Capital in 1994, Mr. Ashenfelter was an associate at Cravath, Swaine & Moore from 1985 to 1992 and Cadwalader, Wickersham & Taft from 1992 to 1994. Mr. Ashenfelter received a B.A., cum laude, from Harvard University, a J.D., magna cum laude, from New York Law School, where he was Managing Editor of the Law Review, and a LL.M. (Taxation) from New York University School of Law.
Board Member
John Reardon is the President and CEO of Schurz Communications, Inc., a leading broadband and managed cloud services provider. Mr. Reardon also serves as a Board Member and Audit Committee Member for Schurz Communications, Inc. In 2023, Mr. Reardon was elected to the board of ACA Connects (America’s Communications Association) which represents the leading broadband companies in the United States. Previously, Mr. Reardon was Of Counsel with Kutak Rock, LLP, where he advised broadband and software companies on corporate and regulatory matters. Mr. Reardon served from 2019 until 2021 as the Director of Business Strategy, Smart Cities, for American Infrastructure Partners, LP, an infrastructure fund based in Foster City, California. Mr. Reardon was previously the Managing Director of Choctaw Telecom LLC. In addition, Mr. Reardon served as Chief Executive Officer, General Counsel, and a member of the Board of Directors of Mobex Communications, Inc. from 1997 until 2005. Mr. Reardon began his career in telecom law at the boutique Washington, DC firm of Keller and Heckman, LLP. Mr. Reardon received a Bachelor of Arts degree, summa cum laude, from Boston University, and earned his J.D. from Columbia Law School.
Board Member
David S. Shin is the Head of Capital Markets for Amergin Asset Management, an asset manager specializing in transportation assets. Mr. Shin has worked for many leading financial institutions including Merrill Lynch, Citigroup, Deutsche Bank, Perella Weinberg, Global Atlantic and Apollo over the past three decades as an investment professional, advisor, and investment banker. Mr. Shin began his career as a CPA at KPMG Peat Marwick before attending law school. Mr. Shin received a B.S., magna cum laude, from The Wharton School at the University of Pennsylvania and a J.D. from Columbia Law School.
Important Information
Investors should consider their investment goals, time horizons, and risk tolerance before investing in Oxford Park Income Fund, Inc (the “Fund”). Investors should also consider the Fund’s investment objectives, risks, charges and expenses carefully before investing in securities of the Fund. The investment program of the Fund is speculative and entails substantial risk, including the possible loss of principal. There can be no assurance that the Fund’s investment objectives will be achieved. An investment in the Fund is not appropriate for all investors and is not intended to be a complete investment program. Shares of the Fund are not traded on an exchange and therefore are illiquid. The Fund invests primarily in below investment grade securities, which are commonly referred to as “high yield” securities or “junk” bonds. Investments in below investment grade securities are considered predominantly speculative with respect to the issuer’s capacity to pay interest and repay principal when due and such issuers are not perceived as strong financially as those with higher credit ratings. The Fund invests a significant portion of its assets in CLO equity securities, which often involve risks that are different from or more acute than risks associated with other types of credit instruments. Please review additional Risks and Other Considerations and the Terms and Conditions.
This is neither an offer to sell nor a solicitation to purchase the securities described herein. Such an offering can be made only by means of a prospectus. Please read the prospectus prior to making any investment decision and consider the risks, charges, expenses and other important information described therein. A copy of the prospectus must be made available to you in connection with any offering. Click here to view the prospectus.
Securities offered through Skyway Capital Markets, LLC. (Member FINRA / SIPC). Past performance is not indicative of, or a guarantee of, future performance.This website’s content is for information purposes only and does not constitute investment advice, or a recommendation or an offer to enter into any transaction with the Fund or any of its affiliates, and does not constitute an offer to sell securities of the Fund or a solicitation of an offer to purchase any such securities. The information on this website is intended for U.S. residents only.Not FDIC Insured | May Lose Value | No Bank Guarantee
Please click here for all SEC filings for Oxford Park Income Fund, Inc.